Profile
Mr. David Frieden is EVP & Regional Director-Central Region at Southwest Securities, Inc.
Mr. Frieden joined Southwest Securities in 2009 from UBS Financial Services.
Prior to that, he had served as Senior Vice President of Mitchell Hutchins Asset Management in Los Angeles from 1993 to 1997, Senior Vice President of Geodyne Securities in Tulsa, from 1989 to 1993, and Vice President of Bogert Funds from 1980 to 1988.
Mr. Frieden studied business administration at Wichita State University in Wichita from 1968 to 1972.
He holds a number of securities registrations, including Series 7 (Registered Representative), 65 (Investment Adviser) and 24 (General Securities Principal), among others.
He has been married for 20 years and has a daughter and granddaughter.
Former positions of David Frieden
| Companies | Position | End |
|---|---|---|
| Mitchell Hutchins Asset Management, Inc. | Corporate Officer/Principal | 01/01/1997 |
Geodyne Resources, Inc.
 Geodyne Resources, Inc. Oil & Gas ProductionEnergy Minerals Geodyne Resources, Inc. produces oil and natural gas. It operates as an oil and gas exploration and production company with refining and marketing operations in the United States and the United Kingdom and crude oil and natural gas exploration and production operations in Canada, Malaysia, and Ecuador. The company was founded in 1996 and is headquartered in Tulsa, OK. | Corporate Officer/Principal | 01/01/1993 |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Corporate Officer/Principal | - |
Hilltop Securities, Inc.
 Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Corporate Officer/Principal | - |
Training of David Frieden
| Wichita State University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Finance |
Hilltop Securities, Inc.
Hilltop Securities, Inc. Investment Banks/BrokersFinance Hilltop Securities, Inc. (dba HilltopSecurities) is a broker/dealer firm headquartered in Dallas, Texas. The firm was founded in 1946 as Southwest Securities, Inc. and they a subsidiary of Hilltop Securities Holdings LLC. Hilltop Securities provides a full array of trading and execution services for their clients. | Finance |
| Mitchell Hutchins Asset Management, Inc. | Finance |
Geodyne Resources, Inc.
Geodyne Resources, Inc. Oil & Gas ProductionEnergy Minerals Geodyne Resources, Inc. produces oil and natural gas. It operates as an oil and gas exploration and production company with refining and marketing operations in the United States and the United Kingdom and crude oil and natural gas exploration and production operations in Canada, Malaysia, and Ecuador. The company was founded in 1996 and is headquartered in Tulsa, OK. | Energy Minerals |
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