Active connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Kristi P. Wetherington | F | - |
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | 31 years |
| Larry R. Faulkner | M | 78 |
The University of Texas at Austin
| 26 years |
Connections Chart
Multi-company connection
Former connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Jim S. Morrow | M | - |
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | - |
| James Stivender Holbrook | M | - |
Sterne, Agee & Leach, Inc.
 Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | 22 years |
| Alan T. Hsu | M | - |
The University of Texas at Austin
| 5 years |
| Amr Abdul Rahman Taiba | M | - |
The University of Texas at Austin
| 4 years |
| Jack Delfaro | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Peter Andorfer | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Aja Frary | F | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Shari Ledbetter | F | - |
The University of Texas at Austin
| 5 years |
| Denny L. Galindo | M | - |
The University of Texas at Austin
| 4 years |
| David Rosenberg | M | - |
The University of Texas at Austin
| 5 years |
| Michael Melignano | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Barry Pederson | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Sherry Yin | F | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Shane Litts | M | - |
The University of Texas at Austin
| 8 years |
| Phillip C. Zerrillo | M | 65 |
The University of Texas at Austin
| 5 years |
| Tom Goode | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Cathy Ritter | F | - |
The University of Texas at Austin
| 6 years |
| Michael Ian Mellon | M | - |
The University of Texas at Austin
| 5 years |
| Chris Buck | M | - |
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | 11 years |
| Jeff Baker | M | - |
The University of Texas at Austin
| 7 years |
| James Pai | M | - |
The University of Texas at Austin
| 5 years |
| Ashley Baum | F | - |
The University of Texas at Austin
| 5 years |
| Mauricio Ortiz | M | 44 |
The University of Texas at Austin
| 1 years |
| Jacky Lo | M | 47 |
The University of Texas at Austin
| 5 years |
| Marvin Kwan | M | - |
The University of Texas at Austin
| 5 years |
| Matt Rosenberg | M | - |
The University of Texas at Austin
| 4 years |
| Ross A. Langley | M | - |
The University of Texas at Austin
| 5 years |
| Zhang Xi Lin | M | 73 |
The University of Texas at Austin
| 4 years |
| Prem Nainani | M | - |
The University of Texas at Austin
| 6 years |
| Tan Nuchkasem | M | - |
The University of Texas at Austin
| - |
| Charles J. Collins | M | 47 |
The University of Texas at Austin
| 3 years |
| Wesley Gallup | M | - |
The University of Texas at Austin
| 6 years |
| Edward Earle | M | 51 |
The University of Texas at Austin
| 3 years |
| John Marcus Largent | M | - |
University of Arkansas System
| 5 years |
| Don McDonald | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| SHORT REBECCA | F | - |
The University of Texas at Austin
| 4 years |
| Jonathan P. Shiffer | M | - |
The University of Texas at Austin
| 2 years |
| Shayne McGuire | M | - |
The University of Texas at Austin
| 4 years |
| Arvind Bhatia | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | 9 years |
| David B. Bain | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | 8 years |
| Doug Heske | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| David Hoover | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Scott Bigham | M | - |
The University of Texas at Austin
| 4 years |
| Joe Maloney | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Ravi Sadarangani | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | 2 years |
| Curt Jay Thompson | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | 6 years |
| Syreeta Grismore | F | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| William Gerard Channell | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Henry Corder | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| John Regan | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Adam Merlo | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Noel Cueto | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Christian Leger | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Chantal Erasmus | F | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Aruna Viswanathan | F | 53 |
The University of Texas at Austin
| 9 years |
| Mohammed Hoque | M | 46 |
The University of Texas at Austin
| 5 years |
| Matt T. O'Kelly | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Desiree Dolezal | F | - |
The University of Texas at Austin
| 4 years |
| Jake C. Morton | M | - |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | - |
| Erica Radcliffe | F | - |
The University of Texas at Austin
| 3 years |
| Chris Shen | M | - |
The University of Texas at Austin
| 4 years |
| Long Yeung Wong | M | 46 |
The University of Texas at Austin
| 4 years |
| Karl Israelsen | M | - |
The University of Texas at Austin
| 1 years |
| Volka Sergei Nikolaevich | M | 55 |
The University of Texas at Austin
| 1 years |
| Sebastian Barriga | M | - |
The University of Texas at Austin
| 5 years |
| Edward Allen Moody | M | - |
The University of Texas at Austin
| 4 years |
| Mustafa Kiral | M | - |
The University of Texas at Austin
| 4 years |
| Nabeel Siddiqui | M | - |
The University of Texas at Austin
| 4 years |
| Lisa Widodo | F | 44 |
The University of Texas at Austin
| 3 years |
| Jenny Trotman | F | - |
The University of Texas at Austin
| 4 years |
| David Wang | M | - |
The University of Texas at Austin
| 4 years |
| Robert Garechana | M | 45 |
The University of Texas at Austin
| 4 years |
| Morley Dan Campbell | M | - |
The University of Texas at Austin
| 4 years |
| Mack Hicks | M | 43 |
The University of Texas at Austin
| 4 years |
| Young-Tae Song | M | - |
The University of Texas at Austin
| 3 years |
| Christina E. Woods | F | 47 |
The University of Texas at Austin
| 4 years |
| Ryan Taylor | M | 47 |
The University of Texas at Austin
| 4 years |
| Eivind Olsen | M | - |
The University of Texas at Austin
| 2 years |
| Court Dignan | M | - |
The University of Texas at Austin
| 4 years |
| Kevin Benoit | M | - |
The University of Texas at Austin
| 4 years |
| Michael Bolte | M | - |
The University of Texas at Austin
| 2 years |
| Patrick S. Daugherty | M | - |
The University of Texas at Austin
| 3 years |
| Dharmesh Thakker | M | - |
The University of Texas at Austin
| 4 years |
| Jeffrey Liaw | M | 47 |
The University of Texas at Austin
| 4 years |
| James E. Schaeffer | M | - |
The University of Texas at Austin
| 1 years |
| John Garcia | M | - |
The University of Texas at Austin
| 4 years |
| Justin Spencer | M | - |
The University of Texas at Austin
| 4 years |
| Scott Wallace | M | - |
The University of Texas at Austin
| 2 years |
| Grant W. Livesay | M | 43 |
The University of Texas at Austin
| 4 years |
| Michael V. Metcalf | M | - |
The University of Texas at Austin
| 4 years |
| Benjamin Solomon Jacobs | M | - |
The University of Texas at Austin
| 4 years |
| Eric Montgomery Price | M | - |
The University of Texas at Austin
| 2 years |
| Roz Sweeney | M | - |
The University of Texas at Austin
| 5 years |
| Scott Bartlett Reasor | M | - |
The University of Texas at Austin
| 4 years |
| Brian Lee Lawrence | M | - |
The University of Texas at Austin
| 1 years |
| Jordan Davis Mathews | M | - |
The University of Texas at Austin
| 4 years |
| Preston L. Massey | M | - |
The University of Texas at Austin
| 1 years |
| Christy Hartman | F | - |
The University of Texas at Austin
| 2 years |
Statistics
| Country | Connections | % of total |
|---|---|---|
| United States | 100 | 100.00% |
Age of Connections
Active
Past
Male
Female
Members of the board
Executives
Origin of connections
- Stock Market
- Insiders
- Dan Griffith
- Personal Network
