Clive J. Smalley

Goldman Sachs International (GSI) is the Great Britain-based, wholly-owned brokerage subsidiary of Goldman Sachs Group UK Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. The firm was founded in 1988 and formerly known as Trushelfco Ltd. Headquartered in London, GSI provides prime brokerage, securities lending, futures services and financing services for a range of clients such as corporations, financial institutions, governments and high-net worth individuals.

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Cheyne Capital Management (UK) LLP (Cheyne) is the alternative investment fund management subsidiary of Cheyne Capital Management Ltd., ultimately held by Novatrust Ltd. in Great Britain. The firm was founded by Jonathan Lourie and Stuart Fiertz in 2000. Headquartered in London, Cheyne manages the Cheyne Funds for a range of clients which include pension funds, insurance companies, sovereign wealth funds, endowments, banks, funds of funds and other financial institutions as well as family offices and high net-worth individuals.

FIL Investment Advisors (UK) Ltd. (FIA UK) is a Great Britain-based fund management firm headquartered in Tadworth, Surrey. Founded in 1984, the firm is a wholly-owned subsidiary of FIL Holdings (UK) Limited, which in turn is a wholly-owned subsidiary of FIL Ltd. in Bermuda. FIA UK provides a range of global investment products and services to institutional accounts, mutual funds and other pooled investment vehicles.

HSBC Global Asset Management (UK) Ltd. (HSBC GAM-UK) is the wholly owned asset management subsidiary of HSBC Global Asset Management Ltd., ultimately part of HSBC Holdings plc (LON: HSBA, ADR: HSBC) in Great Britain. Headquartered in London, HSBC GAM-UK was founded in 1985 and acts as a discretionary investment manager that offers a wide range of investment solutions across equity, fixed income, liquidity and multi-asset strategies. Their clients include the Group’s retail and private banking customers, financial intermediaries and distributors and institutions.

Octopus Investments Ltd. is a fund management firm headquartered in London, UK. The firm was founded in 2000 and is owned by Octopus Capital Ltd. Octopus Investments manages investments for retail and institutional investors. They are a socially responsible investor and have established the Octopus Foundation which supports small and medium-sized charities that make a significant social impact.

Part of JPMorgan Chase & Co., JPMorgan Equities South Africa (Pty) Ltd. is a South African company that provides brokerage services. The company is based in Johannesburg, South Africa.

Duet Alternative Investments (UK) Ltd. is an alternative investment manager headquartered in London, UK. The firm was founded by Henry Gabay in 2001 and is a subsidiary of Duet Group Ltd. They manage the assets of high-net-worth clients.

Founded in 2003, Welwyn Garden Estates Ltd. is a British real estate company that engages in buying and selling properties. Part of Baselink Properties Ltd., the company is based in London, UK.

Part of Powis Street Estates Ltd., Powis Street Estates (No. The company is based in London, UK. 3) Ltd. leases real estate properties.

Seven Pillars Capital Management LLP (Seven Pillars) is an independent Great Britain-based alternative investment management firm headquartered in London. The firm was founded by Vincenzo Galli-Zugaro in 2008. Seven Pillars provides conservative stewardship of their investors’ capital.

Duet Alternative Investments (U.S.A.) Ltd. (DAI) is a hedge fund manager headquartered in New York City and was founded in 1996. The firm is a subsidiary of Duet Group Ltd. DAI provides investment management services to US and non-US private pooled investment vehicles that are offered to investors on a private placement basis.

EMEA Capital LLP is a privately-held investment management firm which was founded by Osman Semerci in 2008. Headquartered in London, the firm provides asset management services to individual and institutional clients.

Serero Management & Research Ltd. (SM&R) is an independent, Great Britain-based wealth management firm headquartered in London. The firm was founded by Thierry Serero in 2013. SM&R provides investment services for a small group of clients.

Meliora Capital LLP is based in London, UK and has subsidiaries in the UK. Meliora Capital LLP is a UK-based investment management firm that specializes in niche alternative investment strategies. The British company was founded in 2013 and is FCA-regulated. Meliora Capital was founded by Carl Szantryr and Yevgeny Bebnev, with Carl Szantryr serving as CEO since 2017.

Part of Morgan Stanley, Hampshire Trading BV is a British company that provides financing transactions and investment services. The company is based in London, UK. Hampshire Trading was founded in 2004.

Part of Morgan Stanley, Yorkshire Trading BV is a Dutch company that provides investment services and trades financial instruments. The company is based in Amsterdam, Netherlands.

Part of The Alan Mattey Trust Corp., Westone Properties Ltd. is a British company that buys and sells real estate properties. The company is based in London, UK and was founded in 1998.

Part of The Alan Mattey Trust Corp., Fable Estates Ltd. is a British company that engages in buying and selling of real estate properties. The company is based in London, UK and was founded in 1996.

Part of The Alan Mattey Trust Corp., West End & City Properties Ltd. is a holding British company that provides property investment services through its subsidiaries. The company is based in London, UK and was founded in 1995.

Part of The Alan Mattey Trust Corp., Northridge Estates Ltd. is a British company that engages in buying and selling of real estate properties. The company is based in London, UK and was founded in 1995.

Part of Orchidbase Ltd., Fivecourts Ltd. is a British company that buys and sells real estate properties. The company is based in London, UK and was founded in 1995.

DCT Enterprises Ltd. is an investment holding British company founded in 2010. The private company is based in Mill Hill, UK. and has subsidiaries in United Kingdom.

Founded in 1984, Deftbrent Ltd. is a British real estate company that engages in buying and selling properties. The company is based in London, UK and is part of DCT Enterprises Ltd.

Part of Orchidbase Ltd., Spinstart Ltd. is an investment holding British company. The company is based in London, UK. Spinstart was founded in 2015.

Grainhome Ltd. is a British real estate company that was founded in 2001. The private company is based in London, UK. The company buys and sells real estate properties.

Winsyl Investments Ltd. was founded in 1964 and provides property investment services. The private company is based in London, UK.

Part of Gemcorp (Cayman) Ltd., Gemcorp Capital (Services) Ltd. is a British company that provides business support services. The company is based in London, UK and was founded in 2014.