Chris P. Siriani
Profile
Mr. Chris P.
Siriani, CFA, is Chief Operations & Compliance Officer at Nicholas Investment Partners LP.
Mr. Siriani is also a Partner at Nicholas Investment Partners.
He oversees the operational management of the firm including investment operations, technology and finance.
He is also responsible for the establishment and enforcement of the firm's compliance program, ensuring adherence to client guidelines and regulatory requirements.
Prior to joining Nicholas Investment Partners, Mr. Siriani was Director of Operations and Chief Compliance Officer at Freeman Investment Management.
From 1998 to 2006, he was Director of Operations at Nicholas-Applegate.
Prior to this, he was a Senior Fund Accountant at Invesco AIM and Senior Mutual Fund Accountant at State Street Bank & Trust.
Prior to entering the investment industry, he was an Operations Manager at Hertz Rent a Car.
Mr. Siriani earned his BA in Economics from Boston College.
He is Series 65 licensed and a member of the CFA Society of San Diego.
Former positions of Chris P. Siriani
| Companies | Position | End |
|---|---|---|
| Invesco AIM Advisors, Inc. | Corporate Officer/Principal | - |
State Street Bank & Trust Co.
 State Street Bank & Trust Co. Investment ManagersFinance State Street Bank & Trust Co. (SSBT) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1792 and is owned by State Street Corp. (NYSE: STT). SSBT serves as the administrator, fund accountant and transfer agent for the WisdomTree Bitcoin Fund, an exchange-traded fund. | Corporate Officer/Principal | - |
Freeman Investment Management Co. LLC
 Freeman Investment Management Co. LLC Investment ManagersFinance Freeman Investment Management Co. LLC is a registered investment advisor located in San Diego, California. The firm was originally founded in 1985 as Investment Research Company (IRC). From March 1994 until January 2001, IRC was a wholly-owned subsidiary of United Asset Management. In January 2001, IRC became an independently owned and operated firm through an MBO and changed their name to Freeman Associates Investment Management. In February 2009, the firm merged with San Diego-based Investment Science Corp. (ISC) and became known as Freeman Investment Management Co. LLC. | Corporate Officer/Principal | - |
Training of Chris P. Siriani
| Boston College | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 3 |
|---|---|
Freeman Investment Management Co. LLC
Freeman Investment Management Co. LLC Investment ManagersFinance Freeman Investment Management Co. LLC is a registered investment advisor located in San Diego, California. The firm was originally founded in 1985 as Investment Research Company (IRC). From March 1994 until January 2001, IRC was a wholly-owned subsidiary of United Asset Management. In January 2001, IRC became an independently owned and operated firm through an MBO and changed their name to Freeman Associates Investment Management. In February 2009, the firm merged with San Diego-based Investment Science Corp. (ISC) and became known as Freeman Investment Management Co. LLC. | Finance |
| Invesco AIM Advisors, Inc. | |
State Street Bank & Trust Co.
State Street Bank & Trust Co. Investment ManagersFinance State Street Bank & Trust Co. (SSBT) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1792 and is owned by State Street Corp. (NYSE: STT). SSBT serves as the administrator, fund accountant and transfer agent for the WisdomTree Bitcoin Fund, an exchange-traded fund. | Finance |
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