Profile

Celeste M.
Leonard
has been an Executive Vice President and Chief Compliance Officer of FMSC since September 2006.
Ms. Leonard has over 28 years of compliance and supervision experience in the financial services industry.
Ms. Leonard had been Sales Practice Director for Smith Barney Citigroup since November 2004.
She was Senior Vice President for Business Control Management for Neuberger Berman LLC from March 2004 to November 2004 and an Executive Director and National Director of Branch Supervision for CIBC Oppenheimer Corp.
from February 1996 to March 2004.
From October 1994 to February 1996, she was Compliance Director for the Financial Services Division of Lehman Brothers.
She was a Director of First Montauk Financial Corp.
from February 22, 2007 to March 2009.

Former positions of Celeste M. Leonard

CompaniesPositionEnd
FIRST MONTAUK FINANCIAL CORP. General Counsel 23/03/2009
Montauk Financial Group General Counsel 01/01/2009
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Experiences
Positions held

Active

Inactive

Listed companies

Private companies

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Connections

2

1st degree connections

2

1st degree companies

Male

Female

Members of the board

Executives

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Linked companies

Listed companies1
FIRST MONTAUK FINANCIAL CORP.

Finance

Private companies1
Montauk Financial Group

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