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Carol Rumsey
Compliance Officer at Aristotle Capital Management LLC
Network origin in Carol Rumsey first degree
Entity | Entity type | Industry | |
---|---|---|---|
Aristotle Capital Management LLC
![]() Aristotle Capital Management LLC Investment ManagersFinance Aristotle Capital Management LLC (Aristotle Capital) is an independent, SEC-registered investment advisor headquartered in Los Angeles, California. The firm was founded by Howard R. Gleicher and Steven M. Borowski in 2010. Aristotle Capital specializes in equity portfolio management for institutional and individual clients worldwide.
26
| Private Company | Investment Managers | 26 |
Pacific LifeCorp
![]() Pacific LifeCorp Life/Health InsuranceFinance Pacific LifeCorp provides life insurance services and products. It also provides variable annuities and investment products. The company was founded in 1997 and is headquartered in Newport Beach, CA.
7
| Subsidiary | Life/Health Insurance | 7 |
Pacific Private Fund Advisors LLC
![]() Pacific Private Fund Advisors LLC Investment ManagersFinance Pacific Private Fund Advisors LLC (Pacific Private Fund Advisors) is a private equity firm, a subsidiary of Pacific Life Insurance Co. founded in 2013. The firm is headquartered in Newport Beach, California.
1
| Subsidiary | Investment Managers | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Carol Rumsey via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
EDISON INTERNATIONAL | Electric Utilities | Director/Board Member | |
Cowen & Co. LLC
![]() Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Investment Banks/Brokers | Corporate Officer/Principal | |
CITIGROUP INC. | Major Banks | Director/Board Member | |
Portal Software, Inc.
![]() Portal Software, Inc. Miscellaneous Commercial ServicesCommercial Services Portal Software, Inc. provides accounting services. The firm offers billing and revenue management solutions for the communications and media companies. The company provides platform for the end-to-end management of customer revenue across offerings, channels, and geographies. The company was founded by John E. Little in 1985 and is located in Cupertino, CA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
Pacific Life Fund Advisors LLC
![]() Pacific Life Fund Advisors LLC Investment ManagersFinance Pacific Life Fund Advisors LLC (PLFA) is a SEC-registered investment advisor headquartered in Newport Beach, California. The firm was founded by Brian Robertson in 2007 and they are a direct subsidiary of Pacific Life Insurance Co., an indirect, wholly-owned subsidiary of Pacific Mutual Holding Co. PLFA provides discretionary investment advisory services to US open-ended mutual funds and a private investment fund. | Investment Managers | Chairman Director/Board Member Director/Board Member | |
Hotchkis & Wiley Capital Management LLC
![]() Hotchkis & Wiley Capital Management LLC Investment ManagersFinance Hotchkis & Wiley Capital Management LLC (Hotchkis & Wiley) is a SEC-registered investment advisor and mutual fund manager headquartered in Los Angeles, California. The firm was founded in 2001 and is a subsidiary of HWCap Holdings LLC, ultimately held by Warren A. Stephens Trust. They provide investment advisory services to institutional and individual investors. Hotchkis & Wiley is a signatory to the United Nations-supported Principles for Responsible Investment (UNPRI). | Investment Managers | Analyst-Equity | |
The Bank of New York Mellon Corp. (Wealth Management)
![]() The Bank of New York Mellon Corp. (Wealth Management) Investment ManagersFinance The Bank of New York Mellon Corp. (Wealth Management) (BNY Mellon Wealth Management) is the wealth management division of The Bank of New York Mellon Corp. (NYSE: BK), an investment banking services holding company headquartered in New York City. The firm was formed from the merger of The Bank of New York and the Mellon Financial Corporation in 2007. BNY Mellon Wealth Management provides investment management, wealth management and banking services to individuals, families, family offices, charitable gift programs, endowments and foundations. | Investment Managers | Corporate Officer/Principal Portfolio Manager-Equities | |
Allspring Global Investments LLC
![]() Allspring Global Investments LLC Investment ManagersFinance Allspring Global Investments LLC (Allspring) is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Prior to November 2021, the firm was known as Wells Capital Management, Inc. They are a direct wholly-owned subsidiary of Allspring Global Investments Holdings LLC, ultimately held by Allspring Group Holdings LLC. Allspring provides investment management services to mutual funds, private funds, offshore funds, collective investment trusts (CITs), pooled vehicles and client accounts. | Investment Managers | Analyst-Equity | |
TA Associates Management LP
![]() TA Associates Management LP Investment ManagersFinance TA Associates Management LP(TA Associates) is a venture capital firm headquartered in Boston. The firm is founded in 1968 by Peter Brooke a subsidiary of TA Associates Management Holding LP. | Investment Managers | Private Equity Investor | |
Cantor Fitzgerald & Co.
![]() Cantor Fitzgerald & Co. Investment Banks/BrokersFinance Cantor Fitzgerald & Co. is the investment bank and brokerage subsidiary of CFS CF & Co. I Holdings LP, which is owned by Cantor Fitzgerald LP in the US. The firm was founded by Bernie Gerald Cantor and John Fitzgerald in 1945. Headquartered in New York City, Cantor Fitzgerald offers clients a global, multi-asset prime brokerage platform with a focus on the quality middle market. | Investment Banks/Brokers | Corporate Officer/Principal | |
Pacific Mutual Holding Co.
![]() Pacific Mutual Holding Co. Insurance Brokers/ServicesFinance Pacific Mutual Holding Co. engages in the provision of insurance, financial services, and other investment-related businesses. It operates through the following segments: Life Insurance, Retirement Solutions, Aircraft Leasing, Reinsurance, and Corporate and Other. The Life Insurance segment includes universal life, indexed universal life, variable universal life, hybrid long term care, and term life insurance. The Retirement Solutions segment involves variable and fixed annuity products; mutual funds, and structured settlement and group retirement annuities which are offered through multiple distribution channels. The Aircraft Leasing segment offers aircraft leasing to the airline industry and provides brokerage and asset management services to other third parties. The Reinsurance segment provides reinsurance to insurance and annuity providers in the United Kingdom, Ireland, and Australia. The Corporate and Other segment consists of assets, liabilities, and activities which support the other operating segments of the firm. The company was founded in 1997 and is headquartered in Newport Beach, CA. | Insurance Brokers/Services | President Director/Board Member Director/Board Member Director/Board Member Director/Board Member | |
Pacific Life & Annuity Co.
![]() Pacific Life & Annuity Co. Life/Health InsuranceFinance Pacific Life & Annuity Co. provides life insurance, annuities, structured settlement annuities and other investment products and services for individuals and businesses. It also offers wealth preservation, retirement income, income for life, investment products and services, mutual funds, annuities, life insurance, financial protection, and wealth accumulation. The company is headquartered in Newport Beach, CA. | Life/Health Insurance | Chief Executive Officer | |
PLANT IMPACT PLC | Chemicals: Agricultural | Chief Operating Officer | |
Pacific Investment Management Co. LLC
![]() Pacific Investment Management Co. LLC Investment ManagersFinance Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to a global client base. | Investment Managers | Portfolio Manager-Equities President | |
Duke University
![]() Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Undergraduate Degree Undergraduate Degree | |
Harvard University
![]() Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
Stanford University | College/University | Undergraduate Degree Graduate Degree | |
University of Southern California
![]() University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
University of Missouri | College/University | Undergraduate Degree | |
Jack White & Co.
![]() Jack White & Co. Investment Banks/BrokersFinance Part of The Toronto-Dominion Bank, Jack White & Co. is a company that provides discount brokerage services. The company is based in Altamonte Springs, FL. Jack White was acquired by Waterhouse, Inc. on April 01, 1998. | Investment Banks/Brokers | Corporate Officer/Principal | |
University of California, Los Angeles | College/University | Graduate Degree Undergraduate Degree Doctorate Degree | |
Pacific Life Insurance Co.
![]() Pacific Life Insurance Co. Life/Health InsuranceFinance Pacific Life Insurance Co. provides insurance products and service. It offers annuities, mutual funds to individuals, businesses and pension plans. The company was founded on May 9th 1868 and is headquartered in Newport Beach, CA. | Life/Health Insurance | Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Private Equity Investor | |
University of California, Berkeley | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
University of California | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin | |
California State University-Fullerton | College/University | Graduate Degree Undergraduate Degree | |
The California State University | College/University | Masters Business Admin Undergraduate Degree | |
University of Iowa | College/University | Undergraduate Degree Graduate Degree | |
Pacific Stock Exchange
![]() Pacific Stock Exchange Investment Banks/BrokersFinance Pacific Stock Exchange is a stock exchange. The private company is based in San Francisco, CA. | Investment Banks/Brokers | Corporate Officer/Principal | |
Thompson Foundation for Autism | Chairman | ||
Dow Chemical Co. Ltd.
![]() Dow Chemical Co. Ltd. Chemicals: Major DiversifiedProcess Industries Dow Chemical Co. Ltd. manufactures ethylene oxide & ethylene glycol, bonding, and sealing agents. The firm provides products for the automotive industry, herbicides, polystyrene, and pharmaceutical intermediates. The company is headquartered in West Drayton, UK | Chemicals: Major Diversified | Corporate Officer/Principal | |
Microcheck Technical Services Ltd. | President | ||
Pacific Symphony of California
![]() Pacific Symphony of California Movies/EntertainmentConsumer Services Pacific Symphony of California operates as an orchestra. It offers classical music, programs and community outreach programs. The company is headquartered in Santa Ana, California. | Movies/Entertainment | Director/Board Member | |
University of California San Diego | College/University | Undergraduate Degree | |
Thompson Family Foundation, Inc. | President | ||
New York University | College/University | Undergraduate Degree | |
Haas School of Business | College/University | Masters Business Admin | |
The Leeds School of Business | College/University | Undergraduate Degree |
Statistics
International
United States | 45 |
United Kingdom | 4 |
Japan | 2 |
Sectoral
Finance | 27 |
Consumer Services | 17 |
Process Industries | 3 |
Utilities | 2 |
Commercial Services | 2 |
Operational
Corporate Officer/Principal | 57 |
Director/Board Member | 51 |
Undergraduate Degree | 33 |
Portfolio Manager-Equities | 32 |
Analyst-Equity | 32 |
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