Brittany Roy

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Janus Henderson Investors US LLC (JHIUS) is a registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., which is owned by Janus Henderson Group plc (NYSE: JHG, LON: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles.

Wellington Management Co. LLP (WMC) is a registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm was founded in 1928 and is a subsidiary of Wellington Investment Advisors Holdings LLP, ultimately held by Wellington Management Group LLP. WMC offers investment management services for a fee to separate account clients and mutual funds sponsored by unaffiliated parties, as well as to investment vehicles that the firm sponsors.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Piper Sandler & Co. (Broker) (PSC-Broker) is the full-service brokerage division of Piper Sandler & Co., a financial service firm headquartered in Minneapolis, Minnesota. They are a subsidiary of Piper Sandler Companies (NYSE: PIPR). The firm was founded in 1969 and previously known as Piper Jaffray & Co. They became Piper Sandler & Co. when Piper Jaffray Companies and Sandler O’Neill & Partners, L.P. merged to become Piper Sandler Companies in 2020. PSC-Broker provides brokerage and investment banking services to financial institutions, corporations and other financial investors. Their core focus sectors are Agriculture, renewables & cannabis, Business services, Chemicals & Materials, Consumer, Diversified industrials & services, Energy, Financial services, financial sponsors, Healthcare, and Technology.

JSB-Partners LP offers specialized investment banking and advisory services to biotechnology and pharmaceutical companies. Its services include product partnerships, mergers and acquisitions, private placements and public underwritings. The company was founded by Wolfgang Rudolph Ralph Stoiber in 1999 and is headquartered in Boston, MA.

Growing Energy Labs, Inc. provides software and business solutions. Its services include designing, automating, and managing energy storage and microgrid systems. The firms suite of products creates an ecosystem where project developers, original equipment manufacturers, financiers, and project operators can deploy advanced energy projects using a hardware-agnostic software platform. The company was founded by Ryan Wartena and Crispell Wagner in 2010 and is headquartered in San Fransisco, CA.

NewRoad Capital Partners LLC (NewRoad Capital Partners) is a private equity firm founded in 2012 by Jeremy W. Wilson and Clete T. Brewer. The firm is headquartered in Rogers, Arkansas.

Migo Money, Inc. provides credit scoring and loan application platform. The company was founded by Arvind Sujeeth and Oyekunle Olukotun in 2014 and is headquartered in San Francisco, CA.

iSelect Fund Management LLC (iSelect Fund) is a venture capital firm founded in 2012 by Nicholas Schopp, Carter Williams and Scott Levine. The firm is headquartered in St. Louis, Missouri.

Colliers Securities LLC is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1997 and formerly known as Dougherty & Co. LLC. They are a wholly owned subsidiary of Colliers Mortgage Holdings LLC, ultimately owned by Colliers International Group, Inc. (NASDAQ; TSX: CIGI) in Canada. Colliers Securities generally provides brokerage, custody and execution services through a clearing arrangement with National Financial Services LLC, a nonaffiliated firm, member NYSE, SIPC and a Fidelity Investments® Company.

Gordian Group LLC provides financial advisory services. It offers financial advisory, merges and acquisitions, structured finance, access to capital, litigation support, financial options and asset management. The company was founded by Patricia A. Caldwell and Henry Furlow Owsley III in 1998 and is headquartered in New York, NY.

WRF Capital (WRF Capital) is a venture capital firm founded in 1994 by Ronald Howell. The firm is headquartered in Seattle, Washington.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

KSL Advisors LLC ( KSL Advisors) is a private equity firm founded in 2005 by Mike S. Shannon and Eric C. Resnick. The firm is headquartered in Denver, Colorado.

Bacchus Capital Management LLC (Bacchus Capital Management) is a private equity firm founded in 2007 by Sam Bronfman, Peter S. Kaufman and Henry F. Owsley. The firm is headquartered in San Francisco, California with additional offices in New York.

Rally Cap Ventures (Rally Cap VC) is a venture capital firm founded in 2020 by Hayden Simmons. The firm is headquartered in San Francisco, California.

Juvo Mobile, Inc. provides financial services. The firm also offers solutions that empower mobile operators to deepen their relationships with subscribers. The company was founded by Steve Polsky in 2014 and is headquartered in San Francisco, CA.

Lateral Capital LLC (New York) (Lateral Capital) is a venture capital firm founded in 2016 by Rob Eloff. The firm is headquartered in New York.

Harlan Capital Partners LLC (Harlan Capital Partners) is a private equity firm founded in 2010 by Joshua Harlan and Leonard Harlan. The firm is headquartered in Palm Beach, Florida.

Founded in 2012, Lake Street Capital Markets LLC is a broker/dealer located in Minneapolis. Minnesota. Their coverage universe includes: new energy, storage/network infrastructure, cloud software/services, e-Commerce services/technology, intellectual property/licensing, special opportunities, consumer and healthcare.

Equal Opportunity Ventures LLC (EO Ventures) is a venture capital firm founded in 2019 by Ronald Fryer and William Helman. The firm is headquartered in Boston, Massachusetts.

Grey Wall Software LLC Provides mobile emergency response management software. The firm’s software is currently used by towns and regions, airports, colleges, schools and corporations around the world. Its users can follow each other's progress, share resources, and have conversations on a daily basis. The company was founded in January 2011 by Daniel Dormont, Sukhminder Singh Grewal, Nathaniel Ellis, Tamas Simon, Karen Berg and Ken Moon and is headquartered in New Haven, CT.

Seguin Partners LLC (Seguin Partners) is an Independent Private Equity firm founded in 2007 by Martin C. Madden and Chris E. Needham. The firm is headquartered in Lynnfield, Massachusetts.

Infocommerce Partners Holdings LLC (Infocommerce Partners) is a private equity firm founded in 2014 by Martin Madden. The firm is headquartered in Danvers, Massachusetts.

Invested Development LLC (Invested Development) is a venture capital firm founded in 2009 by Miguel Granier. The firm is headquartered in Atlanta, Georgia.

Fleet Space Technologies Pty Ltd. designs and builds a fleet of satellites for the connectivity of IoT. The firm provides direct, global access to a secure bandwidth connectivity platform ideal for machine to machine data exchange and deploying IoT sensor networks at scale. The company was founded by Flavia Tata Nardini, Matthew Pearson and Matthew Tetlow in 2015 and is headquartered in Adelaide, Australia.

Akua, Inc. provides technology to monitoring and tracking solutions for inter-modal cargo containers that provide in-transit visibility of goods and shipments across the globe. It offers persistent environmental monitoring and tracking services, Internet-of-Things (IoT), cyber security and logistics services. The company was founded by Neil Furukawa in 2016 and is headquartered in Baltimore, MD.

CounterPointe Ventures LLC (CounterPointe) is a venture capital firm founded in 2018 by Greg R. Heuss. The firm is headquartered in Seattle, Washington.

National Grid Partners (NGP) is a venture capital subsidiary National Grid Plc founded in 2018 by Lisa Lambert. The firm is headquartered in Los Gatos, California.