Andy Chica
Compliance Officer at Flat Rock Core Income Fund
Profile
Andy Chica is currently the Chief Compliance Officer at Flat Rock Global LLC, Flat Rock Core Income Fund, and Flat Rock Opportunity Fund, as well as the Chief Compliance Officer at Flat Rock Enhanced Income Fund.
Prior to his current positions, he served as the Chief Compliance Officer at Cipperman Compliance Services LLC from 2019 to 2022.
Andy Chica active positions
| Companies | Position | Start |
|---|---|---|
Flat Rock Core Income Fund
 Flat Rock Core Income Fund Investment Trusts/Mutual FundsMiscellaneous Flat Rock Core Income Fund provides financing solutions to U.S. middle market businesses. The Fund primarily invests in first lien floating rate loans to middle market companies owned by private equity firms. The company was founded on August 18 2020 and is headquartered in Jackson, WY. | Compliance Officer | 01/01/2022 |
| Flat Rock Opportunity Fund | Compliance Officer | - |
| Flat Rock Enhanced Income Fund | Compliance Officer | - |
Flat Rock Global LLC
 Flat Rock Global LLC Investment ManagersFinance Flat Rock Global LLC (Flat Rock) is an is an employee-owned, boutique credit manager headquartered in Jackson, Wyoming. The firm was founded by Robert K. Grunewald in 2016. Flat Rock offers the Flat Rock funds exclusively to RIAs, Family Offices, and Institutional Investors. | Compliance Officer | 01/01/2022 |
Former positions of Andy Chica
| Companies | Position | End |
|---|---|---|
Cipperman Compliance Services LLC
 Cipperman Compliance Services LLC Miscellaneous Commercial ServicesCommercial Services Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman. | Compliance Officer | 02/01/2022 |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
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Linked companies
| Private companies | 5 |
|---|---|
Flat Rock Core Income Fund
Flat Rock Core Income Fund Investment Trusts/Mutual FundsMiscellaneous Flat Rock Core Income Fund provides financing solutions to U.S. middle market businesses. The Fund primarily invests in first lien floating rate loans to middle market companies owned by private equity firms. The company was founded on August 18 2020 and is headquartered in Jackson, WY. | Miscellaneous |
| Flat Rock Opportunity Fund | Miscellaneous |
| Flat Rock Enhanced Income Fund | Miscellaneous |
Flat Rock Global LLC
Flat Rock Global LLC Investment ManagersFinance Flat Rock Global LLC (Flat Rock) is an is an employee-owned, boutique credit manager headquartered in Jackson, Wyoming. The firm was founded by Robert K. Grunewald in 2016. Flat Rock offers the Flat Rock funds exclusively to RIAs, Family Offices, and Institutional Investors. | Finance |
Cipperman Compliance Services LLC
Cipperman Compliance Services LLC Miscellaneous Commercial ServicesCommercial Services Part of Foreside Financial Group LLC, Cipperman Compliance Services LLC provides compliance services. The company is based in Wayne, PA. Cipperman Compliance Services was acquired by Foreside Financial Group LLC on April 07, 2022. The company was founded by Todd Cipperman. | Commercial Services |
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