Abel Garcia
Profile
Abel Garcia worked as the SVP of Risk Management & Chief Compliance Officer at Prospera Financial Services, Inc. from 2005 to 2021.
Prior to that, he obtained an undergraduate degree from The University of Texas at Austin.
Former positions of Abel Garcia
| Companies | Position | End |
|---|---|---|
Prospera Financial Services, Inc.
 Prospera Financial Services, Inc. Investment ManagersFinance Prospera Financial Services, Inc. (PFS) is a SEC-registered investment advisor headquartered in Dallas, Texas. The firm was founded in 1982 and is a subsidiary of Prospera Holdings LLC. PFS provides asset management services through both wrap-fee programs and traditional management programs to individuals, pension and profit-sharing plans, trusts, estates or charitable organizations, and corporations or other business entities. | Compliance Officer | 01/10/2021 |
Training of Abel Garcia
| The University of Texas at Austin | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 1 |
|---|---|
Prospera Financial Services, Inc.
Prospera Financial Services, Inc. Investment ManagersFinance Prospera Financial Services, Inc. (PFS) is a SEC-registered investment advisor headquartered in Dallas, Texas. The firm was founded in 1982 and is a subsidiary of Prospera Holdings LLC. PFS provides asset management services through both wrap-fee programs and traditional management programs to individuals, pension and profit-sharing plans, trusts, estates or charitable organizations, and corporations or other business entities. | Finance |
- Stock Market
- Insiders
- Abel Garcia
