Profile
Mr. Rick Scafidi is Senior Vice President-Recruiting at Saxony Securities, Inc. Prior to joining Saxony Securities in 2001, he served on the recruiting teams of several prominent broker dealers such as Mutual Securities and Round Hill Securities.
He began his brokerage career in 1986 as controller of FSNI, a Boston based broker dealer, where he grew into the Vice President role of the firm and Director of Recruiting.
Mr. Scafidi graduated from the University of Massachusetts in 1984 with a Business Degree in Management with a concentration in finance.
He currently holds his series 7, 63, 24, 79, Life, Health and Annuity licenses, along with his Florida and Massachusetts real estate licenses.
Former positions of Rick Scafidi
| Companies | Position | End |
|---|---|---|
Mutual Securities, Inc.
 Mutual Securities, Inc. Investment ManagersFinance Mutual Securities, Inc. provides investment advice. The private company is based in Camarillo, CA. | Corporate Officer/Principal | - |
Saxony Securities, Inc.
 Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | - |
Training of Rick Scafidi
| University of Massachusetts | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Saxony Securities, Inc.
Saxony Securities, Inc. Investment Banks/BrokersFinance Founded in 2001, Saxony Securities, Inc. is an independent broker/dealer headquartered in St. Louis, Missouri with additional locations throughout the US. The firm is a member of FINRA and the SIPC. They are States. The company is a member of The Financial Industry Regulatory Authority (FINRA), as well as licensed in all 50 states. Saxony Securities uses Pershing LLC, a subsidiary of the Bank Of New York Mellon Corp., as their fully-disclosed clearing firm. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Mutual Securities, Inc.
Mutual Securities, Inc. Investment ManagersFinance Mutual Securities, Inc. provides investment advice. The private company is based in Camarillo, CA. | Finance |
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