Connections Chart
Multi-company connection
Former connections
| Name | Gender | Age | Linked companies | Collaboration |
|---|---|---|---|---|
| Albert Joseph Gutierrez | M | - |
Newfleet Asset Management LLC
 Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 6 years |
| Andrew S. Chow | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 6 years |
| Thom Weisel | M | 83 |
Montgomery Securities, Inc.
| 26 years |
| Michael P. White | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 7 years |
| Kim David Arthur | M | - |
Montgomery Securities, Inc.
| 11 years |
| Gretchen Smith Lash | F | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 1 years |
| Gail P. Seneca | M | 71 |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 16 years |
| Warren H. Goodrich | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 9 years |
| Craig Randall Johnson | M | 69 |
Montgomery Securities, Inc.
| 20 years |
| Fran Gillin Cooley | F | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 12 years |
| Kathlyne K. Kiaie | F | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients.
Montgomery Securities, Inc.
| 10 years |
| Maxwell E. Bublitz | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | - |
| Ernest Cruikshank | M | - |
Smith Barney Asset Management
| 11 years |
| Kurt L. Klimenko | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 1 years |
| Anthony B. Bosco | M | - |
Smith Barney Asset Management
| 15 years |
| Larry P. Morris | M | - |
Smith Barney Asset Management
| 10 years |
| John Oscar Utendahl | M | - |
Smith Barney Asset Management
| 3 years |
| John Wilkerson | M | 81 |
Smith Barney Asset Management
| - |
| Bill Schultheis | M | 64 |
Smith Barney Asset Management
| 13 years |
| Michael J. Sandifer | M | 80 |
Montgomery Securities, Inc.
| - |
| Scott A. Edwards | M | - |
Smith Barney Asset Management
| 5 years |
| Steven Douglas Grand-Jean | M | 81 |
Montgomery Securities, Inc.
| 1 years |
| Roger A. Nye | M | - |
Smith Barney Asset Management
| 10 years |
| William M. Jose | M | - |
Smith Barney Asset Management
| 3 years |
| John Edward Allison | M | 74 |
Smith Barney Asset Management
| 18 years |
| Steve Wenstrup | M | - |
Smith Barney Asset Management
| 5 years |
| Timothy Michael Hyland | M | 70 |
Smith Barney Asset Management
| 2 years |
| Chip C. Perkins | M | - |
Smith Barney Asset Management
| 12 years |
| Steven Guterman | M | - |
Smith Barney Asset Management
| 14 years |
| Christopher Brown | M | - |
Smith Barney Asset Management
| 1 years |
| Guy S. Brossy | M | - |
Smith Barney Asset Management
| 14 years |
| Steve Boscoe | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 1 years |
| Mark Wade Choate | M | - |
Smith Barney Asset Management
| 33 years |
| William Heinzerling | M | - |
Smith Barney Asset Management
| 21 years |
| Jung W. Lee | M | - |
Smith Barney Asset Management
| 10 years |
| Michael Anthony Morgia | M | - |
Smith Barney Asset Management
| - |
| Xavier Jose Urpi | M | 69 |
Smith Barney Asset Management
| 6 years |
| Mary Terese Schiavone | F | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 10 years |
| Martin Sanford Roher | M | 74 |
Montgomery Securities, Inc.
| 11 years |
| James David Alban-Davies | M | - |
Natwest Bank, NA
| 5 years |
| Seth Gersch | M | 76 |
Montgomery Securities, Inc.
| 11 years |
| Bernard M. Notas | M | 72 |
Montgomery Securities, Inc.
| 10 years |
| Trevor L. Huffard | M | - |
Smith Barney Asset Management
| 15 years |
| R. Stephen Doyle | M | - |
Montgomery Securities, Inc.
| - |
| Seth D. Finkelstein | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 3 years |
| John Thomas Preston | M | - |
Smith Barney Asset Management
| 5 years |
| Mike J. Wiesmann | M | - |
Smith Barney Asset Management
| 12 years |
| Kevin Jon Hickam | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | - |
| Derek Lemke-von Ammon | M | 66 |
Montgomery Securities, Inc.
| 9 years |
| Robert M. Cashill | M | 81 |
Smith Barney Asset Management
| 21 years |
| George Graham | M | - |
Smith Barney Asset Management
| 17 years |
| Stuart D. Brown | M | - |
Smith Barney Asset Management
| 20 years |
| Peter Edward Grassi | M | - |
Smith Barney Asset Management
| 16 years |
| Craig Arthur Stephens | M | - |
Smith Barney Asset Management
| 4 years |
| David Schachter | M | 70 |
Smith Barney Asset Management
| 10 years |
| Leo J. Corbett | M | - |
Smith Barney Asset Management
| 9 years |
| Denise M. Gilbert | M | 66 |
Montgomery Securities, Inc.
| 7 years |
| Dan W. Portanova | M | - |
Smith Barney Asset Management
| 9 years |
| Ron K. Jacks | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 15 years |
| Louise Yamada | F | - |
Smith Barney Asset Management
| 25 years |
| Jack Cunningham | M | - |
Smith Barney Asset Management
| 17 years |
| Howard A. Lipson | M | 57 |
Smith Barney Asset Management
| - |
| James Hill | M | 75 |
Smith Barney Asset Management
| - |
| David Gerard Brown | M | 67 |
Smith Barney Asset Management
| 8 years |
| Robert S. Rubin | M | 65 |
Smith Barney Asset Management
| 12 years |
| Richard Herrick Kimball | M | 67 |
Montgomery Securities, Inc.
| 10 years |
| Bob Olstein | M | - |
Smith Barney Asset Management
| 14 years |
| Anne Tatlock | F | 84 |
Smith Barney Asset Management
| 19 years |
| Tom Lloyd-Butler | M | - |
Montgomery Securities, Inc.
| - |
| Robert K. West | M | 64 |
Smith Barney Asset Management
| 8 years |
| Leonard Oppenheim | M | 77 |
Montgomery Securities, Inc.
| 16 years |
| Jack G. Levin | M | 76 |
Montgomery Securities, Inc.
| 14 years |
| Greg S. Curhan | M | 62 |
Montgomery Securities, Inc.
| 3 years |
| Mark Patterson | M | 72 |
Smith Barney Asset Management
| 5 years |
| Michael S. Gough | M | - |
Smith Barney Asset Management
| 18 years |
| Barry H. Colvin | M | - |
Smith Barney Asset Management
| 11 years |
| Jean-Pierre Conreur | M | 85 |
Smith Barney Asset Management
| 6 years |
| Gregg Anthony Kidd | M | - |
Smith Barney Asset Management
| 8 years |
| Bob T. Beach | M | - |
Smith Barney Asset Management
| 8 years |
| Maile Naylor | F | 50 |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 4 years |
| Mario P. Torsiello | M | 68 |
Smith Barney Asset Management
| 12 years |
| Leslie C. Ravitz | M | - |
Smith Barney Asset Management
| 10 years |
| Daniel Clifford Dektar | M | - |
Montgomery Securities, Inc.
| - |
| Matthew Bloom | M | - |
Smith Barney Asset Management
| - |
| Evan Dreyfuss | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 7 years |
| Fred Goetzke | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 2 years |
| Troy A. Grande | M | - |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 3 years |
| Charles D. Zender | M | - |
Smith Barney Asset Management
| 16 years |
| George Douglas Clark | M | 85 |
Smith Barney Asset Management
| 6 years |
| Mark Vayda Rickabaugh | M | - |
Smith Barney Asset Management
| 10 years |
| Mark Schwarz | M | 63 |
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | 3 years |
| Chris J. Garcia | M | 62 |
Smith Barney Asset Management
| 7 years |
| Karl L. Matthies | M | 80 |
Montgomery Securities, Inc.
| 28 years |
| Austin M. Beutner | M | 63 |
Smith Barney Asset Management
| 6 years |
| Ellis B. Jones | M | 70 |
Smith Barney Asset Management
| 6 years |
| Doug F. Whitman | M | - |
Montgomery Securities, Inc.
| 11 years |
| Thomas K. Brown | M | - |
Smith Barney Asset Management
| 5 years |
| Bruce L. Koepfgen | M | 70 |
Smith Barney Asset Management
| 22 years |
| Joyce A. Capuano | F | - |
Smith Barney Asset Management
| - |
| Paul Pollack | M | - |
Montgomery Securities, Inc.
| 1 years |
Statistics
| Country | Connections | % of total |
|---|---|---|
| United States | 100 | 100.00% |
Age of Connections
Active
Past
Male
Female
Members of the board
Executives
Origin of connections
- Stock Market
- Insiders
- Richard D. Little
- Personal Network
