Profile
Richard D.
Little, CFA Equity Portfolio Manager & Partner As Director of Equities, Mr. Little leads the equity investment effort for Seneca Capital Management.
Prior to joining Seneca, he held positions as Analyst, Board Member and Regional Manager with Smith Barney, Natwest Securities and Montgomery Securities.
He served as Chief Investment Officer at Equibank, and has also managed portfolios for Philadelphia National Bank and Irwin Union Bank.
Mr. Little earned his B.S.
at Indiana University.
He is a CFA charterholder and a member of the Security Analysts Society of San Francisco.
Former positions of Richard D. Little
| Companies | Position | End |
|---|---|---|
Newfleet Asset Management LLC
 Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | Director of Research - Equity | 31/12/2005 |
| Natwest Bank, NA | Corporate Officer/Principal | 01/01/1989 |
| Montgomery Securities, Inc. | Analyst-Equity | 01/01/1989 |
| Smith Barney Asset Management | Analyst-Equity | 01/01/1989 |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Newfleet Asset Management LLC
Newfleet Asset Management LLC Investment ManagersFinance Newfleet Asset Management LLC is a SEC-registered investment advisor headquartered in Hartford, Connecticut. They are a wholly-owned subsidiary of Virtus Partners, Inc., which is owned by Virtus Investment Partners, Inc. (NASDAQ: VRTS). The firm was founded in 1989 by Gail Seneca and they were formerly known as SCM Advisors LLC and as Seneca Capital Management LLC. Newfleet Asset Management provides investment management services to foundations, endowments, trusts, pension and profit-sharing plans, corporations, public funds, multi-employer plans, open-end investment companies, closed-end funds, Exchanged Traded Funds, UCITS, registered investment advisers, a CDO and a CLO which are considered private clients. | Finance |
| Natwest Bank, NA | Finance |
| Montgomery Securities, Inc. | Finance |
| Smith Barney Asset Management | Finance |
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