R. Roth
Director/Board Member at BINAH CAPITAL GROUP, INC.
Net worth: 424 150 $ as of 31/03/2024
Profile
R.
Lawrence Roth is currently the Chairman at Haven Tower Group LLC.
He also holds positions as an Independent Director at Oppenheimer Holdings, Inc., a Director at Oppenheimer & Co., Inc., a Director at the Investment Program Association, a Director at SS 567 University LLC, and the Lead Independent Director at Kingswood Acquisition Corp.
Additionally, he is the Managing Partner at RLR Strategic Partners LLC.
In his former roles, Mr. Roth served as the Chief Executive Officer at ING Advisors, Inc., the President & Chief Executive Officer at Osaic Wealth, Inc., the Chief Executive Officer at Realty Capital Securities LLC, the Chief Executive Officer at Cetera Financial Group, Inc., and the Chief Executive Officer at Osaic, Inc. He also worked as a Managing Director at Berkshire Capital Securities LLC and held positions at Aretec Group, Inc., Berkshire Global Advisors, Binah Capital Group, Inc., and Deloitte & Touche LLP.
Mr. Roth completed his undergraduate degree at Michigan State University in 1980 and obtained a graduate degree from the University of Detroit Mercy School of Law.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 01/03/2024 | 10,625 ( 0.10% ) | 424 150 $ | 31/03/2024 |
R. Roth active positions
| Companies | Position | Start |
|---|---|---|
| OPPENHEIMER HOLDINGS INC. | Director/Board Member | 25/07/2018 |
| BINAH CAPITAL GROUP, INC. | Director/Board Member | 01/07/2020 |
RLR Strategic Partners LLC
 RLR Strategic Partners LLC Miscellaneous Commercial ServicesCommercial Services RLR Strategic Partners LLC operates as a management and strategy consultancy firm. It supports enterprises throughout the wealth management industry. The company is headquartered in New York, NY. | Corporate Officer/Principal | 01/10/2016 |
| Haven Tower Group LLC | Chairman | - |
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Director/Board Member | 01/07/2018 |
| Investment Program Association | Director/Board Member | - |
SS 567 University LLC
 SS 567 University LLC Advertising/Marketing ServicesCommercial Services SS 567 University LLC provides seminar marketing, planning and social media management services. Its services include triple graduated seminars, financing, real estate, attorney and personal finance and insurance seminars. The company was founded by Dean Thurman, Mike Thurman, and Jeff Grail in September 2015 and is headquartered in Birmingham, MI. | Director/Board Member | - |
Former positions of R. Roth
| Companies | Position | End |
|---|---|---|
Cetera Financial Group, Inc.
 Cetera Financial Group, Inc. Investment ManagersFinance Cetera Financial Group Inc. engages in the provision of brokerage and advisory services for financial professionals and institutions. Its portfolio of products include mutual funds, life insurance, stocks, bonds, fixed and variable annuity products, estate planning, college education planning, and cash management accounts. The company is headquartered in El Segundo, CA. | Chief Executive Officer | 12/09/2016 |
| RCS CAPITAL CORP | Director/Board Member | 25/08/2015 |
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Training of R. Roth
| Michigan State University | Undergraduate Degree |
| University of Detroit Mercy School of Law | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| OPPENHEIMER HOLDINGS INC. | Finance |
| Private companies | 15 |
|---|---|
ING Advisors, Inc.
 ING Advisors, Inc. Investment ManagersFinance Part of Voya Financial, Inc., ING Advisors, Inc. is an American company. | Finance |
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Finance |
Osaic Wealth, Inc.
 Osaic Wealth, Inc. Investment Banks/BrokersFinance Osaic Wealth, Inc. is a registered broker/dealer headquartered in Jersey City, New Jersey. The firm was founded in 1988 as Royal Alliance Associates, Inc. and changed their name to Osaic Wealth, Inc. in 2023. They are a subsidiary of Osaic, Inc. Osaic Wealth provides a full array of trading and execution services for various clients. | Finance |
Berkshire Capital Securities LLC
 Berkshire Capital Securities LLC Investment ManagersFinance Berkshire Capital Securities LLC operates as an independent employee-owned investment bank specializing in Mergers & Acquisitions in the financial services sector. The company has partners located in Philadelphia, Denver, London, Frankfurt and Sydney. Berkshire Capital majorly transacts in the wealth management, money management, alternatives, real estate and broker/dealer industries. The company was founded in 1983 and headquartered in New York. | Finance |
Realty Capital Securities LLC
 Realty Capital Securities LLC Investment Banks/BrokersFinance Founded in 2007, Realty Capital Securities LLC is an open architecture broker/dealer located in Boston, Massachusetts. The firm focuses exclusively on the distribution of direct investments. They are the dealer-manager for a variety of real estate related securities. Realty Capital Securities is an affiliate of American Realty Capital LLC, a full-service investment advisory firm sponsoring a series of investment programs with an emphasis on publicly registered non-traded real estate offerings. Their ultimate parent is Realty Income Corp. (NYSE: O). Realty Capital Securities is a member FINRA/SIPC. | Finance |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Commercial Services |
| Investment Program Association | |
Cetera Financial Group, Inc.
Cetera Financial Group, Inc. Investment ManagersFinance Cetera Financial Group Inc. engages in the provision of brokerage and advisory services for financial professionals and institutions. Its portfolio of products include mutual funds, life insurance, stocks, bonds, fixed and variable annuity products, estate planning, college education planning, and cash management accounts. The company is headquartered in El Segundo, CA. | Finance |
Aretec Group, Inc.
 Aretec Group, Inc. Investment Banks/BrokersFinance Aretec Group, Inc. is a holding company, which engages in the provision of integrated financial services focusing on retail investors. The company was founded on December 27, 2012 and is headquartered in El Segundo, CA. | Finance |
Osaic, Inc.
 Osaic, Inc. Investment ManagersFinance Osaic, Inc. engages in the provision of wealth management services. It offers advices on investment products, such as mutual funds, variable annuities, insurance, and alternative investments, advisory and asset management services, and advisory services program. The company is headquartered in Phoenix, AZ. | Finance |
Berkshire Global Advisors
 Berkshire Global Advisors Investment ManagersFinance Berkshire Global Advisors provides financial advice. The private company is based in New York, NY. | Finance |
RLR Strategic Partners LLC
RLR Strategic Partners LLC Miscellaneous Commercial ServicesCommercial Services RLR Strategic Partners LLC operates as a management and strategy consultancy firm. It supports enterprises throughout the wealth management industry. The company is headquartered in New York, NY. | Commercial Services |
SS 567 University LLC
SS 567 University LLC Advertising/Marketing ServicesCommercial Services SS 567 University LLC provides seminar marketing, planning and social media management services. Its services include triple graduated seminars, financing, real estate, attorney and personal finance and insurance seminars. The company was founded by Dean Thurman, Mike Thurman, and Jeff Grail in September 2015 and is headquartered in Birmingham, MI. | Commercial Services |
Kingswood Acquisition Corp.
 Kingswood Acquisition Corp. Financial ConglomeratesFinance Kingswood Acquisition Corp. is a blank check company, which engages in seeking a merger, share exchange, asset acquisition, share purchase, and reorganization. The company intends to build a global wealth and investment management business catering to the underserved retail and private client investor. Kingswood Acquisition Corp was founded on July 27, 2020 and is headquartered in New York, NY. | Finance |
| Haven Tower Group LLC |
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