Mark McGoldrick

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

On Site Trading, Inc. operates an on-line brokerage Web site that offers direct trading, real time market data, and research services. The company was founded by Howard G. Jahre and is headquartered in Great Neck, NY.

SDS Capital Group SPC Ltd. is a hedge fund management firm headquartered in Old Greenwich, Connecticut. The firm was founded in 2001 and is a subsidiary of SDS Capital Partners LLC. They offer investment advice to high net-worth individuals and institutional clients.

Cohere Communications LLC engages in the provision of enterprise communications systems. Its solutions include cloud services, cyber security, consulting services, disaster recovery and colocation. The company was founded by Steven T. Francesco and James Dechiaro in 2004 and is headquartered in New York, NY.

Cingulate Therapeutics LLC operates as a biopharmaceutical company. It focuses on the development of new products for the treatment of central nervous system and neurobiological disorders. The company was founded by Shane J. Schaffer, Patrick Joseph Gallagher, Matthew Brams, Arthur B. Sthraughn, Craig S. Gilgallon and Raul R. Silva and is headquartered in Kansas City, KS.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

ProFund Advisors LLC is an independent, SEC-registered investment advisor and mutual fund manager headquartered in Bethesda, Maryland. The firm was founded by Louis Mayberg and Michael Sapir in 1997. They provide a diverse lineup of mutual funds that offer trading flexibility to all shareholders.

RBC, Inc. is a bank holding company, which engages in the provision of banking and financial solutions. Its products include certificate of deposits, demand deposits, and savings accounts. The company was founded in 1870 and is headquartered in Demopolis, AL.

Saratoga Capital Management LLC (SCM) is an independent, SEC-registered investment advisor headquartered in Avondale, Arizona. Founded in 1994, SCM provides its asset allocation and institutional money management services to investment firms located across the US. The firm delivers its services through the mutual fund family that it manages, the Saratoga Advantage Trust – a group of institutionally managed mutual funds.

Managed Funds Association provides support services for the hedge funds industry. It operates as an association for investment professionals in futures, hedge funds, commodity pool operators, and other alternative investments. The company was founded in 1991 and is headquartered in Washington, DC.

Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY.

Part of Laidlaw Holdings Ltd., Laidlaw & Co. (UK) Ltd. is a British company that provides investment advice. The company is based in London, UK. The company was founded in 1842. Matthew D. Eitner has been the CEO of the company since 2010.

MFI Capital LLC (MFI Capital) is a venture capital founded in 2001. The firm is headquartered in Austin, Texas.

BTS Asset Management, Inc. (BTS) is a privately-held, SEC-registered investment advisor headquartered in Lexington, Massachusetts. The firm was founded in 1979 by Vilis Pasts. BTS provides portfolio management services directly to individuals, high net worth individuals, corporate pension and profit-sharing plans, Taft-Hartley plans, foundations, endowments, registered investment companies and trust portfolios.

Circle T Partners LP operates as a hedge fund company. The company was founded by Seth Tobias in 1996 and is headquartered in New York, NY.

Concept Fund Services LLC provides trade settlement to reconciliation, as well as full financial reporting. It offers mark-to-market statements as well as daily P&L reporting, comparison, analysis, and NAV calculations, inventory management and maintenance, corporate actions processing, market price conformity, independently track daily trading profit and loss, and data integrity and scrubbing. The company was founded by Anthony Gallo and is headquartered in New York, NY.

Voltron Therapeutics, Inc. develops the vaccine and immunotherapy center. The company was founded in 2017 and is headquartered in New York, NY.

BroadRiver Asset Management LP (BroadRiver Asset Management) is a private equity firm founded in 2009. The firm is headquartered in New York.

Cingulate Works, Inc. is a clinical stage biopharmaceutical company which operates drug delivery platform technology to build and advance a pipeline of next-generation pharmaceutical products. Its products designed to improve the lives of patients suffering from burdensome daily dosing regimens and suboptimal treatment outcomes. The company was founded by Shane J. Schaffer, Matthew N. Brams, Raul R. Silva & Craig Steven Gilgallon in 2013 and is headquartered in Kansas City, KS.