Mark Dube
Compliance Officer at Smith, Graham & Co. Investment Advisors LP
Profile
Mr. Mark Dube is a Senior Vice President & Chief Compliance Officer at Smith, Graham & Co. Investment Advisors LP.
Mr. Dube is Chairman of the Compliance Committee and leads the performance team.
Mr. Dube has over 16 years of experience in compliance and performance analysis and 25 years of experience in portfolio accounting.
Prior to joining Smith Graham, Mark served as Mutual Fund Accountant for Transamerica Criterion Funds, Inc., and he then sharpened his expertise as Senior Mutual Fund Accountant at Capstone Asset Management Company.
Mark began his career with State Street Bank & Trust Company as an Account Controller.
He received his BBA from Texas A&M University.
Mark Dube active positions
Companies | Position | Start |
---|---|---|
Smith, Graham & Co. Investment Advisors LP
Smith, Graham & Co. Investment Advisors LP Investment ManagersFinance Smith, Graham & Co. Investment Advisors LP (Smith Graham) is a SEC-registered investment advisor headquartered in Houston, Texas. The firm was founded in 1990 by Gerald Smith and is a subsidiary of SGC Ventures, Inc. Smith Graham manages portfolios for a broadly diversified, institutional client base which includes public funds, corporations, endowments and foundations, sovereign wealth and Taft-Hartley funds. | Compliance Officer | 01/12/1996 |
Training of Mark Dube
Texas A&M University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 1 |
---|---|
Smith, Graham & Co. Investment Advisors LP
Smith, Graham & Co. Investment Advisors LP Investment ManagersFinance Smith, Graham & Co. Investment Advisors LP (Smith Graham) is a SEC-registered investment advisor headquartered in Houston, Texas. The firm was founded in 1990 by Gerald Smith and is a subsidiary of SGC Ventures, Inc. Smith Graham manages portfolios for a broadly diversified, institutional client base which includes public funds, corporations, endowments and foundations, sovereign wealth and Taft-Hartley funds. | Finance |
- Stock Market
- Insiders
- Mark Dube