Carlo V. di Florio
Corporate Officer/Principal at Financial Industry Regulatory Authority, Inc.
Profile
Carlo V.
di Florio is currently the Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. He previously worked as the Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society and as a Partner at PricewaterhouseCoopers LLP.
He completed his undergraduate degree at Tulane University (Louisiana) and his graduate degrees at The Pennsylvania State University and Georgetown University.
Carlo V. di Florio active positions
| Companies | Position | Start |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | 24/06/2013 |
Former positions of Carlo V. di Florio
| Companies | Position | End |
|---|---|---|
PricewaterhouseCoopers LLP
 PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Corporate Officer/Principal | - |
| Securities & Exchange Commission Historical Society | Compliance Officer | - |
Training of Carlo V. di Florio
| Georgetown University | Graduate Degree |
| The Pennsylvania State University | Graduate Degree |
| Tulane University (Louisiana) | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |
| Securities & Exchange Commission Historical Society | |
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Commercial Services |
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