Executive Committee: Ameriprise Financial, Inc.

Manager
Positions heldSince
Jim Cracchiolo

Jim Cracchiolo

65 year

Chief Executive Officer 30/09/2005
Marie O’Neill

Marie O’Neill

Sales & Marketing -
Gerard Smyth

Gerard Smyth

62 year

Chief Tech/Sci/R&D Officer 01/08/2013
Wendy Mahling

Wendy Mahling

Corporate Secretary 01/02/2021
Dawn Brockman

Dawn Brockman

51 year

Comptroller/Controller/Auditor 01/07/2022
Catherine Paglia

Catherine Paglia

71 year

General Counsel 01/09/2021
Heather Melloh

Heather Melloh

General Counsel -
Walter Berman

Walter Berman

81 year

Director of Finance/CFO 30/09/2005
Kelli A. Hunter Petruzillo

Kelli A. Hunter Petruzillo

62 year

Human Resources Officer 30/09/2005
Deirdre Davey McGraw

Deirdre Davey McGraw

53 year

Public Communications Contact 01/05/2006
Sales & Marketing 01/05/2014
Charles Maglaque

Charles Maglaque

67 year

Chief Operating Officer 01/01/2009
Abu M. Arif

Abu M. Arif

57 year

Sales & Marketing 01/01/2005
Thomas P. McGuire

Thomas P. McGuire

52 year

General Counsel 01/08/2018
Misty Wells

Misty Wells

Chief Administrative Officer 22/01/2024

Composition of the Board of Directors: Ameriprise Financial, Inc.

Director
CommitteesSince
Jim Cracchiolo

Jim Cracchiolo

65 year

Executive Committee Chair 30/09/2005
W. Walter

W. Walter

68 year

Audit Committee 01/01/2018
Compensation Committee 01/01/2018
Finance Committee 01/11/2021
Governance Committee 01/12/2022
Nominating Committee 01/12/2022
Audit Committee Chair 01/12/2022
Amy DiGeso

Amy DiGeso

71 year

Executive Committee
Compensation Committee 16/02/2015
Governance Committee Chair 16/02/2015
Nominating Committee Chair 16/02/2015
Robert Sharpe

Robert Sharpe

72 year

Executive Committee 16/02/2015
Compensation Committee 30/09/2005
Governance Committee
Nominating Committee
Christopher Williams

Christopher Williams

66 year

Audit Committee Chair 06/09/2016
Executive Committee 06/09/2016
Audit Committee
Finance Committee 13/11/2019
Dianne Neal-Blixt

Dianne Neal-Blixt

64 year

Audit Committee 16/02/2015
Executive Committee
Compensation Committee Chair
Brian Shea

Brian Shea

63 year

Audit Committee 01/10/2019
Governance Committee 01/06/2019
Nominating Committee 01/06/2019
Armando Pimentel

Armando Pimentel

61 year

Audit Committee 15/09/2022
Compensation Committee 15/09/2022

Former Officers and Directors: Ameriprise Financial, Inc.

Insider
Positions held
SinceUntil
Lon Greenberg
Lon Greenberg
Director/Board Member 07/06/2011 14/09/2022
Independent Dir/Board Member 07/06/2011 14/09/2022
Jeffrey Noddle
Jeffrey Noddle
Director/Board Member 30/09/2005 27/04/2022
Independent Dir/Board Member 28/07/2011 27/04/2022
John Robert Woerner
John Robert Woerner
Corporate Officer/Principal 30/09/2005 01/03/2022
David H. Weiser
David H. Weiser
Corporate Officer/Principal 20/06/2011 01/10/2020
David Kent Stewart
David Kent Stewart
Comptroller/Controller/Auditor 30/09/2005 31/05/2019
William Turner
William Turner
Director/Board Member 30/09/2005 27/04/2016
Independent Dir/Board Member 28/07/2011 27/04/2016
Donald Edmund Froude
Donald Edmund Froude
Corporate Officer/Principal 01/09/2008 31/03/2015
W. Walker Lewis
W. Walker Lewis
Director/Board Member 30/09/2005 02/10/2014
Independent Dir/Board Member 28/07/2011 02/10/2014
David Edward Geschke
David Edward Geschke
Corporate Officer/Principal 01/08/2011 01/05/2014
Kimberly Sharan
Kimberly Sharan
Sales & Marketing 30/09/2005 31/03/2014
Warren Decatur Knowlton
Warren Decatur Knowlton
Director/Board Member 28/09/2006 31/12/2013
Independent Dir/Board Member 28/07/2011 31/12/2013
Glen Salow
Glen Salow
Chief Tech/Sci/R&D Officer 01/09/2005 -
Rob Carpenter
Rob Carpenter
Corporate Officer/Principal 31/05/2012 31/05/2012
Benjamin J. Pratt
Benjamin J. Pratt
Public Communications Contact 25/03/2010 01/02/2012
Alicia A. Charity
Alicia A. Charity
Investor Relations Contact 01/06/2011 -
David Reich
David Reich
Corporate Officer/Principal 01/01/2011 01/01/2011
Matthew Knudson Bucka
Matthew Knudson Bucka
Corporate Officer/Principal 31/12/2010 31/12/2010
Terrence Michael Fettig
Terrence Michael Fettig
Portfolio Manager-Fixed Income - -
Ira D. Hall
Ira D. Hall
Director/Board Member 22/04/2009 22/04/2009
Richard F. Powers
Richard F. Powers
Director/Board Member 22/04/2009 22/04/2009
Randy Kupper
Randy Kupper
Chief Tech/Sci/R&D Officer 01/11/2008 -
Brian Michael Heath
Brian Michael Heath
Corporate Officer/Principal 30/09/2005 13/08/2008
Eric John Swanson
Eric John Swanson
General Counsel 01/01/2008 01/01/2008
Catherine A. Mahone
Catherine A. Mahone
Corporate Officer/Principal 31/12/2007 31/12/2007
Michael J. Henricks
Michael J. Henricks
Corporate Officer/Principal 01/12/2007 01/12/2007
Luke Patrick Nagell
Luke Patrick Nagell
Corporate Officer/Principal - -
Daniel Joseph Hozian
Daniel Joseph Hozian
Corporate Officer/Principal 01/05/2007 01/05/2007
Will C. Sager
Will C. Sager
Corporate Officer/Principal 31/01/2007 31/01/2007
Charles Tennant
Charles Tennant
Corporate Officer/Principal 01/01/2007 01/01/2007
Neal Nolan
Neal Nolan
Corporate Officer/Principal 31/12/2005 31/12/2005
Ben Swim
Ben Swim
Corporate Officer/Principal 31/01/2006 31/01/2006
Steve Richter
Steve Richter
Corporate Officer/Principal - -
Ronald Arlen Andrew Weiner
Ronald Arlen Andrew Weiner
Corporate Officer/Principal 31/12/2005 31/12/2005
H. Jay Sarles
H. Jay Sarles
Director/Board Member 30/09/2005 -
Independent Dir/Board Member 28/07/2011 -
Mark Edward Schwarzmann
Mark Edward Schwarzmann
Corporate Officer/Principal 30/09/2005 -
Siri S. Marshall
Siri S. Marshall
Director/Board Member 30/09/2005 -
Independent Dir/Board Member 28/07/2011 -
John Carl Junek
John Carl Junek
General Counsel 30/09/2005 -
Paul James Magovern
Paul James Magovern
Corporate Officer/Principal 01/01/2005 -
Trading-Fixed Income 01/01/2005 -
Amy K. Johnson
Amy K. Johnson
Corporate Officer/Principal 01/01/2004 01/01/2004
Billy Little
Billy Little
Corporate Officer/Principal 01/01/2004 -
David Michael Joy
David Michael Joy
Corporate Officer/Principal 01/08/2011 -
Matthew John Haertzen
Matthew John Haertzen
Corporate Officer/Principal 01/03/1999 01/03/1999
Melissa McManus Richey
Melissa McManus Richey
Corporate Officer/Principal 31/12/1998 31/12/1998
Dan Laufenberg
Dan Laufenberg
Corporate Officer/Principal 01/01/1987 -
Craig Brimhall
Craig Brimhall
Corporate Officer/Principal 01/01/1983 -
Nancy Ellen Jones
Nancy Ellen Jones
Sales & Marketing - -
Stephanie Hackett
Stephanie Hackett
Corporate Officer/Principal - -
Ronald Leo Dippel
Ronald Leo Dippel
Corporate Officer/Principal - -
Richard E. Krueger
Richard E. Krueger
Corporate Officer/Principal - -
Scott M. Mullinix
Scott M. Mullinix
Corporate Officer/Principal - -
Mark Gross
Mark Gross
President - -
Gavin Wade Koenig
Gavin Wade Koenig
Corporate Officer/Principal - -
Russell Thomas Price
Russell Thomas Price
Corporate Officer/Principal - -
Suzanna de Baca
Suzanna de Baca
Corporate Officer/Principal 01/08/2011 -
Greg Kleiner
Greg Kleiner
Corporate Officer/Principal - -
John W. Bredemus
John W. Bredemus
Corporate Officer/Principal - -
John O'Connor
John O'Connor
Corporate Officer/Principal - -
Keith Norman Tufte
Keith Norman Tufte
Corporate Officer/Principal - -
Ian Bachtel
Ian Bachtel
Corporate Officer/Principal - -
Leslie Warner Bendtsen
Leslie Warner Bendtsen
Sales & Marketing - -
Juliene Conway
Juliene Conway
Corporate Officer/Principal - -
Laura C. Gagnon
Laura C. Gagnon
Public Communications Contact 30/09/2009 -
Bill L. Perryman
Bill L. Perryman
Corporate Officer/Principal - -
Wade M. Voigt
Wade M. Voigt
Corporate Officer/Principal - -
Andrew J. MacMillan
Andrew J. MacMillan
General Counsel - -
Colin Rennich
Colin Rennich
Corporate Officer/Principal - -
Sheila Koch Erickson
Sheila Koch Erickson
Corporate Officer/Principal - -
Steven Michael Tresnan
Steven Michael Tresnan
Corporate Officer/Principal - -
Frank C. Lim
Frank C. Lim
Corporate Officer/Principal - -
Todd Wold
Todd Wold
Public Communications Contact - -
Brandon T. Perry
Brandon T. Perry
Corporate Officer/Principal - -
Tom Hayes
Tom Hayes
Corporate Officer/Principal - -
James Robin Goodfellow Skjong
James Robin Goodfellow Skjong
Corporate Officer/Principal - -
Nikki Polistina
Nikki Polistina
Corporate Officer/Principal - -
Christopher Pearson
Christopher Pearson
Corporate Officer/Principal - -
Christine Escobedo
Christine Escobedo
Corporate Officer/Principal - -
Minh Bui
Minh Bui
Corporate Officer/Principal - -
Thomas R. Moore
Thomas R. Moore
Corporate Secretary - -
Stacy M. Housman
Stacy M. Housman
Public Communications Contact 26/11/2009 -
Chris L. Reese
Chris L. Reese
Public Communications Contact 25/03/2010 -
Eric Segal
Eric Segal
Director of Finance/CFO 03/08/2010 -
Geoff Oprandy
Geoff Oprandy
Corporate Officer/Principal - -
Ryan S. Lund
Ryan S. Lund
Public Communications Contact 25/03/2010 -
Kathleen H. Geiser
Kathleen H. Geiser
Public Communications Contact 25/03/2010 -
Robi Mitra
Robi Mitra
Corporate Officer/Principal - -
Peter S. Velardi
Peter S. Velardi
Corporate Officer/Principal - -
Gilbert Ahye
Gilbert Ahye
Corporate Officer/Principal - -
Lee M. Wolf
Lee M. Wolf
Corporate Officer/Principal - -
Diane W. Hummon
Diane W. Hummon
Corporate Officer/Principal - -
Roger M. Prevot
Roger M. Prevot
Director/Board Member - -
Dan Stefaniak
Dan Stefaniak
Corporate Officer/Principal - -
Chris Hill
Chris Hill
Corporate Officer/Principal - -

Age distribution of managers

Parity Men Women

Male 25
Female 13

Of which Executive Committee

Male 7
Female 7

Of which Directors

Male 6
Female 2
ESG Refinitiv
A-

Environment

Emissions
Innovation
Use of resources

Social

Social commitment
Human Rights
Product liability
Human Resources

Governance

CSR Strategy
Management
Shareholders

Controversy

Controversy
Logo Ameriprise Financial, Inc.
Ameriprise Financial, Inc. is specialized in services of investment. Net revenues by activity break down as follows: - wealth management (53.4%): American No. 1 in financial planning; - asset management (24.2%): USD 1,178.3 billion of assets under management at the end of 2022; - insurance (19%); - other (3.4%).
Employees
13,800
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