Tony Shiret

Nomura International Plc provides a variety of financial services including advisement, investment banking and asset management. It trades in and sells fixed income and equity products, including related derivatives; and provides investment banking services, and corporate finance and private equity services. The company is also involved in asset and principal finance business. It offers investment advisory and management, custody, and employment services. Nomura International was founded in 1981 and is headquartered in London, the United Kingdom.

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Citigroup Global Markets Ltd. (CGML) is an international broker-dealer firm headquartered in London, UK. The firm was founded in 1983 and is a subsidiary of Citigroup Global Markets Holdings Bahamas Ltd., ultimately held by Citigroup, Inc. (NYSE: C) in the US. CGML has a major presence in the international financial markets as a dealer, market-maker and underwriter in equity and fixed income securities and offers risk-based solutions to producers and investors in commodity markets. They also provide corporate finance services to a wide range of corporate, institutional and government clients. Their trading activities encompass cash, exchange traded and OTC derivative markets.

Numis Securities Ltd. is an institutional brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of Numis Corp. Plc in (LON: NUM). Numis Securities serves as a corporate broker to several clients across all their sectors, ranging from FTSE 100 to FTSE small-cap companies and AIM-listed companies.

Société Générale SA (UK) (Société Générale UK) is the Great Britain-based brokerage division of Societe Generale SA (XP: GLE, ADR: SCGLY) in France. Headquartered in London, Société Générale UK was founded in 1993 and provides broking services.

Shore Capital Stockbrokers Ltd. (Shore Capital) is a broker-dealer firm headquartered in London, UK. Formerly known as Puma Securities Ltd., the firm was founded in 1985 and is a subsidiary of Shore Capital Group Ltd. (LON: SGR). Shore Capital offers corporate clients with edge electronic equities trading platform, which operates alongside a growing equity capital markets division.

Arete Research Services LLP (Arete) is a leading independent UK provider of equity research which was established in 2000. Based in London, the firm specializes in the global technology, telecom and alternative energy sectors.

Threadneedle Asset Management Ltd. (Threadneedle AM) is the wholly-owned global asset management subsidiary of TC Financing Ltd., ultimately held by Ameriprise Financial, Inc. (NYSE: AMP) in the US. Headquartered in London, the firm was founded in 1994 and manages assets for a range of clients which includes pension schemes, insurance companies, private investors and corporations. Threadneedle AM is a socially responsible investor which believes they have a responsibility to, and will benefit from, exercising environmental and social stewardship throughout their firm.

UBP-Gestion Institutionnelle SA (UBP-GI) is the Geneva-based asset management arm of the Swiss bank Union Bancaire Privée (UBP). Through a series of acquisitions initiated by Chairman Edgar de Picciotto, UBP can trace their history back to 1956. The present-day UBP was established in 1990 following the merger with Compagnie de Banque et d'Investissements and TDB-American Express Bank. UBP-GI was created in 1997 and caters to both private and institutional clients worldwide. They offer a range of investment funds, including traditional, multi-manager and structured products.

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

Part of Houlihan Lokey, Inc., GCA Altium Ltd. is a brokerage services provider. The company is based in London, UK. The British company was founded by Michael James Hough. Philip Adams has been the CEO of the company since 1996. GCA Altium was acquired by GCA Corp. (Japan), part of Houlihan Lokey, Inc. from September 27, 2021 on July 31, 2016 for $110.25 million.

Mirabaud Securities Ltd. (MSL) is the brokerage subsidiary of Mirabaud SCA, which is ultimately held by Mirabaud Partners &Cie SCS. The firm is headquartered in London and was founded in 1962. MSL provides brokerage services to their clients.

Deutsche Bank AG (Deutsche Bank UK) is the UK-based securities brokerage division of Deutsche Bank AG (ETR: DBK) in Germany. The firm is headquartered in London and was founded in 1873. Deutsche Bank provides brokerage services to companies and institutions.

Barclays Capital Securities Ltd. (BCS) is the brokerage subsidiary of Barclays Bank plc, which is owned by Barclays Plc (LON: BARC), an international financial services group in Great Britain. The firm was founded in 1985 and is headquartered in London with offices worldwide. BCS provides prime brokerage services which include equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics.

Credit Suisse Securities (Europe) Ltd. (Credit Suisse Europe) is the Great Britain-based brokerage subsidiary of Credit Suisse Investment Holdings (UK), itself a subsidiary of Credit Suisse Group AG (SWX: CSGN) in Switzerland. The firm was founded in 1966 and formerly known as Credit Suisse First Boston (Europe) Ltd. Headquartered in London, Credit Suisse Europe arranges financing in international capital markets, provides financial advisory services and acts as a dealer in securities, derivatives and foreign exchange on a principal and agency basis for corporate and institutional investors.

Joh. Berenberg, Gossler & Co. KG (United Kingdom) (Berenberg-UK) is the Great Britain-based broker/dealer division of Joh. Berenberg, Gossler & Co. KG, a multinational full-service investment bank in Germany. Headquartered in London, Berenberg-UK was founded in 2003 and provides trading and brokerage services to institutional and corporate clients.

Edison Investment Research Ltd. (Edison) is an investment research, investor relations and consulting firm headquartered in London, UK. The firm was founded by Stephen Rogers and Fraser Thorne in 2003. They are a subsidiary of Edison Global Ltd. Edison provides investment research to international investors, advisors and stakeholders.

Part of ING Groep NV, ING Bank (Eurasia) CJSC is a Russian company that provides brokerage services. The company is based in Moscow, Russian Federation. The company was founded in 1994. Luc Truyens has been the CEO of the company since 2012.

HSBC Bank Plc (Broker) (HSBC Bank-Broker) is the broker/dealer division of HSBC Bank Plc, which is owned by HSBC Holdings Plc (LON: HSBA; NYSE: HSBC) in Great Britain. Headquartered in London, HSBC Bank-Broker was founded in 1880 and offers bespoke brokerage services across every major asset class for their corporate and institutional clients.

Part of RF Capital Group, Inc., GMP Securities Europe LLP is a brokerage firm founded in 2006. The company provides brokerage services and is based in London, UK.

Part of MF Global Holdings Ltd., MF Global UK Ltd. is a company that provides brokerage services. The company is based in London, UK.

Liberum Capital Ltd. (Liberum) is a brokerage firm headquartered in London, UK. The firm was founded by Shane Le Prevost in 2007 to provide a different style of broking. They were acquired by Panmure Liberum Ltd. from TN Holdings (BVI) Ltd. in 2024. Headquartered in London, Liberum provides trading and execution services for institutional clients. They bring liquidity into the niches that matter and are market-makers in various large, mid and small-cap stocks.

City Financial Investment Co. Ltd. (City Financial) is an independent hedge fund management firm headquartered in London, UK. The firm was founded in 1986 as REALGLOBE Ltd., became known as Independent Financial Marketing Ltd. in 1992 and renamed to City Financial Investment Co. Ltd. in 1998. City Financial provides investment advisory services to pooled investment vehicles and separately managed accounts.

Hybridan LLP is a small cap broker and adviser that specializes in fund raising, promoting investor awareness, and providing market-driven corporate finance advice. The private company is based in London, UK. The British company simplifies complex themes and present investment cases to a diverse institutional audience. The company was founded in 2007 by Claire Louise Catherine Noyce, who has been the CEO since 2007.

Canaccord Genuity Ltd. (CGL) is the brokerage subsidiary of Canaccord Genuity Group, Inc. (TSE: CF). The firm is headquartered in London and was founded in 1983. CGL provides brokerage services to their clients.

Peel Hunt LLP is an independent securities brokerage firm headquartered in London, UK. The firm was founded in 1989 as a market liquidity provider to retail and institutional investors. They provide bespoke dealing and execution services for institutional asset managers, registrars, private client wealth managers and private banks.

Jefferies International Ltd. (JIL) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Jefferies Holdings II Ltd., ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. JIL provides broking services to various investors.

Investec Bank Plc (Broker) (IBP) is the brokerage arm of Investec Bank Plc, itself a subsidiary of Investec Plc (LON: INVP) in Great Britain. Headquartered in London, IBP was founded in 1950 and they offer a full spectrum of brokerage services specifically tailored for corporate clients.

Federated Hermes (UK) LLP (Federated Hermes UK) is the wholly-owned Great Britain-based fund management subsidiary of Federated Holdings (UK) Ltd., itself a subsidiary of Federated Hermes, Inc. (FHI) (NYSE: FHI) (formerly known as Federated Investors, Inc.) in the US. Founded in 2007 as Prime Rate Capital Management LLP, the firm was acquired by subsidiaries of FHI in 2012 and changed their name to Federated Prime Rate Capital Management LLP. In 2013 the firm changed its name to Federated Investors (UK) LLP, and in 2020 they became Federated Hermes (UK) LLP. Headquartered in London, Federated Hermes UK provides investment supervisory services and other services in connection with Investment Companies, Pooled Investment Vehicles, and Proprietary Accounts.

Maven Securities Holding Ltd. (MSH) is an independent investment adviser headquartered in London and was founded in 2011. MSH provides investment advisory services to their clients.

Algebris (UK) Ltd. is an asset manager headquartered in London, UK. The firm was founded by Davide R. Serra in 2006 and is a subsidiary of Algebris Investments (Luxembourg) SARL in Luxembourg. Algebris UK offers a diverse range of actively managed investment solutions to a global base of institutional and private investors.

Exane SA (United Kingdom) is the UK-based securities brokerage division of Exane SA in France, which is owned by BNP Paribas SA (EPA: BNP). Headquartered in London, the firm was founded in 2019 and provides institutional investors with a range of services, such as research, sale and execution on European equities.