Profile
Clifford E.
Lai formerly worked at Crystal River Capital, Inc., as President, Chief Executive Officer & Director from 2005 to 2009, AIG-Hyperion, Inc., as President, Chief Executive Officer & Secretary, Ranieri Partners Asset Management LLC, as President & Chief Executive Officer, Hyperion Brookfield Asset Management, Inc., as Chairman from 1993 to 2010, Brookfield Public Securities Group LLC, as Chairman, Credit Suisse Asset Management LLC, as Managing Director, Hyperion Brookfield Strategic Mortgage Income Fund, Inc., as Director, RMK Strategic Income Fund, Inc., as Director, Helios Advantage Income Fund, Inc., as Director in 2009, Hyperion 2005 Investment Grade Opportunity Term Trust, Inc., as President, Brookfield Corp., as Managing Partner-Public Securities, Morgan Stanley, as Vice President & Manager-Mortgage Research, Morgan Stanley Investment Management, Inc., as Vice President, and Wachovia Bank, FSB, as Manager-Asset & Liability.
Mr. Lai received his undergraduate degree from the University of California, Berkeley and Masters Business Admin degree from The University of California, San Francisco.
Former positions of Clifford E. Lai
| Companies | Position | End |
|---|---|---|
Hyperion Brookfield Asset Management, Inc.
 Hyperion Brookfield Asset Management, Inc. Investment ManagersFinance Hyperion Capital Management, Inc. is an investment advisory firm located in New York City that offers a range of investment management services for institutional investors. | Chairman | 02/03/2010 |
Crystal River Capital, Inc.
 Crystal River Capital, Inc. Real Estate Investment TrustsFinance Crystal River Capital, Inc. operates as a finance company. It offers residential mortgage-backed securities and commercial mortgage-backed securities whole mortgage loans, bridge loans, junior interests in mortgage loans. The company is headquartered in New York, NY. | Chief Executive Officer | 16/04/2009 |
| HELIOS ADVANTAGE INCOME FUND INC | Director/Board Member | 01/04/2009 |
| Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | Director/Board Member | 29/12/2008 |
| RMK Strategic Income Fund, Inc. | Director/Board Member | 29/12/2008 |
Training of Clifford E. Lai
| University of California, Berkeley | Undergraduate Degree |
| The University of California, San Francisco | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 2 |
|---|---|
| BROOKFIELD CORPORATION | Finance |
| MORGAN STANLEY | Finance |
| Private companies | 12 |
|---|---|
| Hyperion 2005 Investment Grade Opportunity Term Trust, Inc. | Miscellaneous |
Credit Suisse Asset Management LLC
 Credit Suisse Asset Management LLC Investment ManagersFinance Founded in 1999, Credit Suisse Asset Management LLC (CSAM) is a registered investment advisor headquartered in New York City. The firm is an indirect wholly-owned subsidiary of Credit Suisse Group AG (NYSE: CS), a publicly owned foreign bank holding company based in Switzerland. | Finance |
| Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | Miscellaneous |
| RMK Strategic Income Fund, Inc. | Miscellaneous |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Finance |
Crystal River Capital, Inc.
Crystal River Capital, Inc. Real Estate Investment TrustsFinance Crystal River Capital, Inc. operates as a finance company. It offers residential mortgage-backed securities and commercial mortgage-backed securities whole mortgage loans, bridge loans, junior interests in mortgage loans. The company is headquartered in New York, NY. | Finance |
Hyperion Brookfield Asset Management, Inc.
Hyperion Brookfield Asset Management, Inc. Investment ManagersFinance Hyperion Capital Management, Inc. is an investment advisory firm located in New York City that offers a range of investment management services for institutional investors. | Finance |
Helios Advantage Income Fund, Inc.
 Helios Advantage Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Helios Advantage Income Fund, Inc. is a non-diversified, closed-end management investment company. It seeks a high level of current income. The Fund seeks capital growth as a secondary investment objective when consistent with its primary investment objective. It invests majority of its total assets in below-investment grade debt securities that offer attractive yield and capital appreciation potential. The company was founded on September 7, 2004 and is headquartered in New York, NY. | Miscellaneous |
Brookfield Public Securities Group LLC
 Brookfield Public Securities Group LLC Investment ManagersFinance Brookfield Public Securities Group LLC (PSG) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1989 and is a subsidiary of Brookfield Public Securities Group Holdings LLC, ultimately held by Brookfield Corp. (NYSE, TSE: BN), a Toronto-based global asset manager that focuses on investments in property, renewable power and infrastructure. PSG provides investment advisory services on a discretionary and non-discretionary basis to financial institutions, public and private pension plans, insurance companies, endowments and foundations, sovereign wealth funds, retail investors, high net-worth investors and institutional SMAs, UCITS, investment companies and private funds. | Finance |
| Wachovia Bank, FSB | Finance |
Ranieri Partners Asset Management LLC
 Ranieri Partners Asset Management LLC Investment ManagersFinance Ranieri Partners Asset Management LLC provides investment advice. The company is based in New York, NY and was founded in 2007. | Finance |
| AIG-Hyperion, Inc. |
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